Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 17 Capital LLP

    FRN 481506

    • [FCA CF] Client dealing (since 20 Aug 2025)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Manager of certification employee (20 Jul 2018 to 16 Feb 2021)
    • [FCA CF] Client dealing (20 Jun 2017 to 16 Feb 2021)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (7 Jun 2006 to 31 Oct 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Client dealing (22 Dec 2017 to 16 Feb 2021)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (7 Jun 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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