Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 9A. Advising on P2P agreements
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 4 Mar 2024)
    • Appointed representative dealing with clients for which they require qualification (since 4 Mar 2024)
    • CF1 Director (AR) (since 18 Jan 2024)
    • CF30 Customer (since 18 Jan 2024)
    • Employed By (since 18 Jan 2024)
  • W H Ireland Limited (no longer approved here)

    FRN 140773

    • [FCA CF] Manager of certification employee (31 Mar 2023 to 18 Apr 2023)
    • [FCA CF] Client dealing (27 Oct 2021 to 18 Apr 2023)
    • Appointed representative dealing with clients for which they require qualification (27 Oct 2021 to 28 Oct 2021)
    • [FCA CF] Functions requiring qualifications (27 Oct 2021 to 18 Apr 2023)

Recent activity

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