Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Silverbrook Capital Management Limited (no longer approved here)

    FRN 208259

    • CF30 Customer (1 Nov 2007 to 31 Mar 2014)
    • CF11 Money Laundering Reporting (7 Feb 2006 to 31 Mar 2014)
    • CF10 Compliance Oversight (7 Feb 2006 to 31 Mar 2014)
    • CF8 Apportionment and Oversight (29 Nov 2002 to 31 Mar 2009)
    • CF21 Investment Adviser (29 Nov 2002 to 31 Oct 2007)
    • CF1 Director (29 Nov 2002 to 19 Nov 2013)
    • CF3 Chief Executive (29 Nov 2002 to 31 Mar 2014)

Recent activity

Updates to this individual's record on the FCA register.

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