Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 4 Apr 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 23 Jun 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Jun 2022)
    • CF30 Customer (1 May 2009 to 8 Dec 2019)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2003 to 4 Feb 2005)
    • CF22 Investment Adviser (Trainee) (10 Jul 2003 to 1 Dec 2003)
  • Northern Bank Limited (no longer approved here)

    FRN 122261

    • CF22 Investment Adviser (Trainee) (17 Sep 2002 to 16 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.