Onur Uzum

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

TP ICAP Markets Limited (no longer approved here)
FRN 124520
- [FCA CF] Client dealing (3 Sep 2024 to 7 Jan 2025)
TP ICAP Broking Limited (no longer approved here)
FRN 154234
- [FCA CF] Client dealing (3 Sep 2024 to 7 Jan 2025)
Tradition (UK) Limited (no longer approved here)
FRN 139200
- [FCA CF] Client dealing (15 Feb 2021 to 26 Oct 2022)
- CF30 Customer (17 Jan 2018 to 8 Dec 2019)
TFS Derivatives Limited (no longer approved here)
FRN 197244
- [FCA CF] Client dealing (15 Feb 2021 to 26 Oct 2022)
Cantor Fitzgerald Europe (no longer approved here)
FRN 149380
- CF30 Customer (22 Sep 2016 to 14 Mar 2017)
Nomura International Plc (no longer approved here)
FRN 124422
- CF30 Customer (19 Mar 2015 to 6 Mar 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.