Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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FirstBank UK Limited
FRN 216772
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Client dealing (since 12 Mar 2026)
- [FCA CF] Significant management (since 12 Mar 2026)
- [FCA CF] Functions requiring qualifications (since 12 Mar 2026)
- [FCA CF] Manager of certification employee (since 12 Mar 2026)
- [FCA CF] Material risk taker (since 12 Mar 2026)
- [FCA CF] Client dealing (28 Jul 2025 to 6 Mar 2026)
- [FCA CF] Significant management (1 May 2018 to 6 Mar 2026)
- [FCA CF] Material risk taker (1 May 2018 to 6 Mar 2026)
- [FCA CF] Functions requiring qualifications (1 May 2018 to 6 Mar 2026)
- [FCA CF] Manager of certification employee (1 May 2018 to 6 Mar 2026)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.