Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Societe Generale (no longer approved here)

    FRN 124866

    • [FCA CF] Manager of certification employee (6 Feb 2017 to 30 Jan 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 18 Aug 2025)
    • [FCA CF] Material risk taker (7 Mar 2016 to 25 Oct 2021)
    • CF30 Customer (29 Sep 2008 to 6 Mar 2016)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF30 Customer (1 Nov 2007 to 30 Apr 2008)
    • CF21 Investment Adviser (27 May 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.