Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TRIUM CAPITAL LLP (no longer approved here)

    FRN 497640

    • [FCA CF] Significant management (22 Jun 2022 to 20 Jan 2023)
    • [FCA CF] Manager of certification employee (8 Jul 2021 to 20 Jan 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 20 Jan 2023)
    • CF30 Customer (14 Nov 2013 to 8 Dec 2019)
  • Credere Capital LLP (no longer approved here)

    FRN 713367

    • [FCA CF] Manager of certification employee (8 Jul 2021 to 20 Jan 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 20 Jan 2023)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 22 Oct 2013)
    • CF21 Investment Adviser (30 Nov 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.