Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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LMR Partners LLP
FRN 504126
- [FCA CF] Client dealing (since 17 Mar 2021)
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- [FCA CF] Client dealing (9 Dec 2019 to 30 Mar 2020)
- CF30 Customer (2 Dec 2019 to 8 Dec 2019)
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- [FCA CF] Client dealing (11 Apr 2018 to 10 Jul 2019)
- [FCA CF] Manager of certification employee (11 Apr 2018 to 10 Jul 2019)
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- [FCA CF] Manager of certification employee (11 Apr 2018 to 10 Jul 2019)
- [FCA CF] Client dealing (11 Apr 2018 to 10 Jul 2019)
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- CF30 Customer (13 Oct 2009 to 6 Mar 2016)
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- CF21 Investment Adviser (15 Sep 2004 to 11 Jan 2006)
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- CF21 Investment Adviser (15 Sep 2004 to 11 Jan 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.