Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Corbel Partners Limited
FRN 429142
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 31 Oct 2025)
- [FCA CF] Functions requiring qualifications (since 31 Oct 2025)
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Trinity Financial Limited
FRN 793667
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF1 Director (9 May 2018 to 8 Dec 2019)
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- CF1 Director (AR) (2 Sep 2015 to 9 May 2018)
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- CF1 Director (AR) (24 Dec 2013 to 12 Feb 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.