Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Material risk taker (24 Jan 2019 to 30 Apr 2021)
    • [FCA CF] Client dealing (15 Dec 2016 to 30 Apr 2021)
    • [FCA CF] Manager of certification employee (15 Dec 2016 to 30 Apr 2021)
    • CF30 Customer (9 Mar 2010 to 1 Apr 2011)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Material risk taker (24 Jan 2019 to 30 Apr 2021)
    • [PRA CF] Significant risk taker or Material risk taker (24 Jan 2019 to 30 Apr 2021)
  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • CF30 Customer (20 Oct 2008 to 20 Mar 2009)

Recent activity

Updates to this individual's record on the FCA register.

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