Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [FCA CF] Manager of certification employee (since 17 Jan 2024)
- [PRA CF] Significant risk taker or Material risk taker (since 22 Sep 2021)
- [FCA CF] Client dealing (since 5 Aug 2021)
- [FCA CF] Manager of certification employee (25 Mar 2019 to 30 Apr 2021)
- [PRA CF] Significant risk taker or Material risk taker (30 Jan 2017 to 30 Apr 2021)
- [FCA CF] Client dealing (17 Oct 2016 to 30 Apr 2021)
- CF30 Customer (22 Mar 2011 to 6 Mar 2016)
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HSBC UK Bank Plc
FRN 765112
- [PRA CF] Significant risk taker or Material risk taker (since 22 Sep 2021)
- [FCA CF] Manager of certification employee (25 Mar 2019 to 9 Apr 2021)
- [PRA CF] Significant risk taker or Material risk taker (24 Jan 2019 to 30 Apr 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.