Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Azets Wealth Management Limited
FRN 449016
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Manager of certification employee (since 6 Jun 2025)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (1 Aug 2017 to 17 Sep 2018)
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- CF30 Customer (26 Aug 2011 to 16 Aug 2012)
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- (18)Employed By (19 Aug 2011 to 16 Aug 2012)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (18)Employed By at Denton Woodhouse Limited