Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ruffer LLP (no longer approved here)

    FRN 229135

    • SMF27 Partner (28 Sep 2020 to 17 Sep 2024)
    • [FCA CF] Material risk taker (1 Apr 2020 to 31 Mar 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2024)
    • CF30 Customer (12 Nov 2019 to 8 Dec 2019)
  • EnTrust Global Ltd. (no longer approved here)

    FRN 189330

    • CF30 Customer (1 Nov 2007 to 29 Mar 2019)
    • CF27 Investment Management (1 Aug 2005 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF3 Chief Executive (1 Dec 2001 to 29 Mar 2019)
    • CF1 Director (1 Dec 2001 to 29 Mar 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.