Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 15 Oct 2024)
    • SMF1 Chief Executive (since 1 Nov 2023)
    • SMF3 Executive Director (since 1 Nov 2023)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Significant management (24 Sep 2018 to 22 Feb 2019)
    • [FCA CF] Manager of certification employee (24 Sep 2018 to 24 Feb 2023)
    • [FCA CF] Material risk taker (24 Feb 2017 to 24 Feb 2023)
    • [FCA CF] Client dealing (24 Feb 2017 to 24 Feb 2023)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.