Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CLSA (UK) (no longer approved here)

    FRN 140836

    • CF16 Significant Mgt (Desgntd Investment Business) (21 Jul 2004 to 24 Feb 2005)
  • Credit Agricole Corporate and Investment Bank (no longer approved here)

    FRN 124344

    • CF16 Significant Mgt (Desgntd Investment Business) (27 Apr 2004 to 24 Feb 2005)
    • CF26 Customer Trading (27 Apr 2004 to 19 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.