Oluyemi Stephen Obabori

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Richmond King Limited
FRN 1030825
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 1 Oct 2025)
- SMF3 Executive Director (since 1 Oct 2025)
- [FCA CF] Client dealing (since 1 Oct 2025)
- Responsibility for MCD Intermediation (since 1 Oct 2025)
- Responsible for Insurance Distribution (since 1 Oct 2025)
- SMF16 Compliance Oversight (since 1 Oct 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Oct 2025)
Openwork Limited (no longer approved here)
FRN 408285
- CF30 Customer (30 Jan 2020 to 1 Oct 2025)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Oct 2025)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.