Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Rathbones Investment Management Limited
FRN 116316
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 16 Oct 2024)
- [FCA CF] Functions requiring qualifications (since 16 Oct 2024)
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- [FCA CF] Client dealing (23 Mar 2021 to 26 Apr 2022)
- [FCA CF] Functions requiring qualifications (23 Mar 2021 to 26 Mar 2022)
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- CF30 Customer (14 Apr 2016 to 20 Jul 2018)
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- CF30 Customer (12 Oct 2011 to 11 Nov 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.