Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 16 Oct 2024)
    • [FCA CF] Functions requiring qualifications (since 16 Oct 2024)
  • Acumen Financial Planning Limited (no longer approved here)

    FRN 218745

    • [FCA CF] Client dealing (23 Mar 2021 to 26 Apr 2022)
    • [FCA CF] Functions requiring qualifications (23 Mar 2021 to 26 Mar 2022)
  • SCOTTISH WIDOWS LIMITED (no longer approved here)

    FRN 181655

    • CF30 Customer (14 Apr 2016 to 20 Jul 2018)
  • TSB Bank plc (no longer approved here)

    FRN 191240

    • CF30 Customer (12 Oct 2011 to 11 Nov 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.