Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 15 Dec 2025)
    • [FCA CF] Material risk taker (since 15 Dec 2025)
  • Mirabella Financial Services LLP (no longer approved here)

    FRN 415559

    • [FCA CF] Client dealing (18 Feb 2022 to 14 Dec 2025)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Manager of certification employee (22 Jan 2021 to 7 Jan 2022)
    • [FCA CF] Client dealing (4 Nov 2019 to 7 Jan 2022)
    • CF30 Customer (18 Jul 2011 to 9 Jul 2012)
  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • CF30 Customer (14 Jun 2019 to 31 Oct 2019)
  • COEX Partners Limited (no longer approved here)

    FRN 749171

    • Employed By (14 Jun 2019 to 31 Oct 2019)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (17 Jul 2009 to 18 Apr 2011)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 25 Nov 2008)
    • CF21 Investment Adviser (15 Dec 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.