Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF16 Compliance Oversight (since 15 Nov 2022)
    • Responsible for Insurance Distribution (since 1 Nov 2021)
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2021)
    • Responsibility for MCD Intermediation (since 1 Nov 2021)
    • SMF3 Executive Director (since 1 Nov 2021)
    • SMF1 Chief Executive (1 Nov 2021 to 1 Nov 2021)
    • SMF16 Compliance Oversight (1 Nov 2021 to 1 Nov 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (1 Nov 2021 to 1 Nov 2021)
  • NOVA Wealth Ltd (no longer approved here)

    FRN 778951

    • [FCA CF] Functions requiring qualifications (24 Dec 2024 to 30 Sep 2025)
  • JULIAN HARRIS ADVISER NETWORK LIMITED (no longer approved here)

    FRN 304155

    • [FCA CF] Functions requiring qualifications (21 May 2021 to 8 Nov 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.