Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Mortgage Ladder Ltd
FRN 940453
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- SMF16 Compliance Oversight (since 15 Nov 2022)
- Responsible for Insurance Distribution (since 1 Nov 2021)
- [FCA CF] Functions requiring qualifications (since 1 Nov 2021)
- Responsibility for MCD Intermediation (since 1 Nov 2021)
- SMF3 Executive Director (since 1 Nov 2021)
- SMF1 Chief Executive (1 Nov 2021 to 1 Nov 2021)
- SMF16 Compliance Oversight (1 Nov 2021 to 1 Nov 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (1 Nov 2021 to 1 Nov 2021)
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- [FCA CF] Functions requiring qualifications (24 Dec 2024 to 30 Sep 2025)
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- [FCA CF] Functions requiring qualifications (21 May 2021 to 8 Nov 2022)
Recent activity
Updates to this individual's record on the FCA register.
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