Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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NatWest Markets Plc
FRN 121882
- [PRA CF] Significant risk taker or Material risk taker (since 21 Dec 2022)
- [FCA CF] Manager of certification employee (since 11 Feb 2021)
- [FCA CF] Client dealing (since 7 Mar 2016)
- [PRA CF] Significant risk taker or Material risk taker (26 Aug 2020 to 5 Aug 2021)
- CF30 Customer (6 Jan 2016 to 6 Mar 2016)
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- CF30 Customer (6 Oct 2009 to 28 Sep 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.