Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF4 Chief Risk (since 21 Oct 2025)
    • [FCA CF] Manager of certification employee (13 Oct 2025 to 16 Dec 2025)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • SMF3 Executive Director (20 Sep 2016 to 18 Oct 2019)
    • SMF4 Chief Risk (7 Mar 2016 to 18 Oct 2019)
    • CF29 Significant management (4 Feb 2016 to 6 Mar 2016)
    • CF28 Systems and controls (4 Feb 2016 to 6 Mar 2016)
    • CF30 Customer (9 Sep 2008 to 11 Jul 2014)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • SMF18 Other Overall Responsibility (7 Mar 2016 to 18 Oct 2019)
    • CF29 Significant management (4 Feb 2016 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • SMF18 Other Overall Responsibility (7 Mar 2016 to 18 Oct 2019)
    • CF29 Significant management (4 Feb 2016 to 6 Mar 2016)
    • CF30 Customer (9 Sep 2008 to 11 Jul 2014)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF29 Significant management (4 Feb 2016 to 18 Oct 2019)
    • CF30 Customer (29 Feb 2012 to 11 Jul 2014)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (29 May 2002 to 10 Mar 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.