Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Barclays Capital Securities Limited
FRN 124431
- SMF4 Chief Risk (since 21 Oct 2025)
- [FCA CF] Manager of certification employee (13 Oct 2025 to 16 Dec 2025)
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- SMF3 Executive Director (20 Sep 2016 to 18 Oct 2019)
- SMF4 Chief Risk (7 Mar 2016 to 18 Oct 2019)
- CF29 Significant management (4 Feb 2016 to 6 Mar 2016)
- CF28 Systems and controls (4 Feb 2016 to 6 Mar 2016)
- CF30 Customer (9 Sep 2008 to 11 Jul 2014)
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- SMF18 Other Overall Responsibility (7 Mar 2016 to 18 Oct 2019)
- CF29 Significant management (4 Feb 2016 to 6 Mar 2016)
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- SMF18 Other Overall Responsibility (7 Mar 2016 to 18 Oct 2019)
- CF29 Significant management (4 Feb 2016 to 6 Mar 2016)
- CF30 Customer (9 Sep 2008 to 11 Jul 2014)
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- CF29 Significant management (4 Feb 2016 to 18 Oct 2019)
- CF30 Customer (29 Feb 2012 to 11 Jul 2014)
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- CF21 Investment Adviser (29 May 2002 to 10 Mar 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.