Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Brooklands Fund Management Limited
FRN 757575
- [FCA CF] Client dealing (since 23 May 2022)
- [FCA CF] Material risk taker (since 23 May 2022)
- [FCA CF] Manager of certification employee (since 23 May 2022)
- [FCA CF] Significant management (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Benchmark submission and administration (9 Dec 2019 to 5 May 2021)
- CF1 Director (20 Jun 2017 to 8 Dec 2019)
- CF30 Customer (20 Jun 2017 to 8 Dec 2019)
- CF3 Chief Executive (20 Jun 2017 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.