Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 26 Mar 2025)
    • [FCA CF] Manager of certification employee (since 5 Sep 2022)
    • [FCA CF] Client dealing (since 24 Jan 2022)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Material risk taker (7 Mar 2016 to 4 May 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 4 May 2021)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 4 May 2021)
    • CF30 Customer (1 Nov 2007 to 13 May 2009)
    • CF21 Investment Adviser (25 Oct 2004 to 31 Oct 2007)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Client dealing (7 Mar 2016 to 4 May 2021)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 4 May 2021)
    • CF30 Customer (1 Nov 2007 to 13 May 2009)
    • CF21 Investment Adviser (9 Aug 2006 to 31 Oct 2007)
  • Mirabella Financial Services LLP (no longer approved here)

    FRN 415559

    • CF30 Customer (6 May 2009 to 19 Mar 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.