Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Pemberton Capital Advisors LLP
FRN 561640
- [FCA CF] Material risk taker (since 26 Mar 2025)
- [FCA CF] Manager of certification employee (since 5 Sep 2022)
- [FCA CF] Client dealing (since 24 Jan 2022)
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- [FCA CF] Material risk taker (7 Mar 2016 to 4 May 2021)
- [FCA CF] Client dealing (7 Mar 2016 to 4 May 2021)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 4 May 2021)
- CF30 Customer (1 Nov 2007 to 13 May 2009)
- CF21 Investment Adviser (25 Oct 2004 to 31 Oct 2007)
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- [FCA CF] Client dealing (7 Mar 2016 to 4 May 2021)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 4 May 2021)
- CF30 Customer (1 Nov 2007 to 13 May 2009)
- CF21 Investment Adviser (9 Aug 2006 to 31 Oct 2007)
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- CF30 Customer (6 May 2009 to 19 Mar 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.