Olivier Marie Paul Garnier De Falletans

Last updated
1 month ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • STIFEL EUROPE LIMITED (no longer approved here)

    FRN 178733

    • (248)SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 8 May 2026)
    • (249)SMF16 Compliance Oversight (9 Dec 2019 to 13 Feb 2025)
    • (251)SMF1 Chief Executive (9 Dec 2019 to 8 May 2026)
    • (250)SMF3 Executive Director (9 Dec 2019 to 8 May 2026)
    • (256)CF11 Money Laundering Reporting (5 Oct 2010 to 8 Dec 2019)
    • (252)CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • (253)CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • (260)CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • (254)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • (255)CF13 Finance (1 Dec 2001 to 31 Oct 2007)
    • (257)CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
    • (258)CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
    • (259)CF3 Chief Executive (1 Dec 2001 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: SMF3 Executive Director at STIFEL EUROPE LIMITED

  2. controlled function removed: SMF1 Chief Executive at STIFEL EUROPE LIMITED

  3. controlled function removed: SMF17 Money Laundering Reporting Officer (MLRO) at STIFEL EUROPE LIMITED

  4. controlled function added: (248)SMF17 Money Laundering Reporting Officer (MLRO) at STIFEL EUROPE LIMITED

  5. controlled function added: (249)SMF16 Compliance Oversight at STIFEL EUROPE LIMITED

  6. controlled function added: (250)SMF3 Executive Director at STIFEL EUROPE LIMITED

  7. controlled function added: (251)SMF1 Chief Executive at STIFEL EUROPE LIMITED

  8. controlled function added: (252)CF30 Customer at STIFEL EUROPE LIMITED

  9. controlled function added: (253)CF28 Systems and controls at STIFEL EUROPE LIMITED

  10. controlled function added: (254)CF21 Investment Adviser at STIFEL EUROPE LIMITED

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