Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 12 Jan 2026)
  • Natixis (no longer approved here)

    FRN 206092

    • [FCA CF] Client dealing (27 Sep 2024 to 8 Jan 2026)
    • SMF3 Executive Director (7 Oct 2022 to 8 Jan 2026)
    • SMF21 EEA Branch Senior Manager (EBSM) (1 Oct 2018 to 7 Oct 2022)
    • CF30 Customer (12 May 2009 to 5 Aug 2015)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 17 Nov 2008)
    • CF21 Investment Adviser (10 Aug 2007 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 17 Nov 2008)
    • CF21 Investment Adviser (10 Aug 2007 to 31 Oct 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (5 Oct 2005 to 27 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.