Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 14 Apr 2026)
    • SMF16 Compliance Oversight (since 3 Apr 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 3 Apr 2024)
    • SMF3 Executive Director (since 18 Jul 2023)
    • [FCA CF] Client dealing (since 18 May 2023)
  • MFS INTERNATIONAL (U.K.) LIMITED (no longer approved here)

    FRN 181136

    • CF30 Customer (1 Nov 2007 to 3 Oct 2008)
    • CF29 Significant management (1 Nov 2007 to 3 Oct 2008)
    • CF1 Director (1 Jan 2006 to 3 Oct 2008)
    • CF3 Chief Executive (1 Jan 2006 to 3 Oct 2008)
    • CF27 Investment Management (1 Jan 2006 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (1 Jan 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.