Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (8 Apr 2022 to 8 Aug 2023)
    • [PRA CF] Managing a material risk taker (14 Apr 2020 to 16 Sep 2021)
    • [FCA CF] Client dealing (14 Dec 2018 to 31 Mar 2026)
    • [FCA CF] Manager of certification employee (14 Dec 2018 to 16 May 2025)
    • CF30 Customer (22 Feb 2008 to 6 Mar 2016)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (19 Aug 2019 to 9 Sep 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.