Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Nevastar Finance Ltd
FRN 228525
- SMF16 Compliance Oversight (since 6 Mar 2026)
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- CF11 Money Laundering Reporting (23 May 2017 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF1 Director (5 Mar 2004 to 8 Dec 2019)
- CF27 Investment Management (5 Mar 2004 to 31 Oct 2007)
- CF21 Investment Adviser (5 Mar 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.