Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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JPMorgan Chase Bank, National Association
FRN 124491
- [FCA CF] Manager of certification employee (since 26 Sep 2025)
- [FCA CF] Material risk taker (since 29 Aug 2025)
- [FCA CF] Client dealing (since 18 Mar 2019)
- [FCA CF] Manager of certification employee (8 Jul 2022 to 29 Jan 2025)
- [FCA CF] Material risk taker (29 Oct 2019 to 28 Oct 2024)
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J.P. Morgan Securities plc
FRN 155240
- [FCA CF] Manager of certification employee (since 26 Sep 2025)
- [FCA CF] Material risk taker (since 29 Aug 2025)
- [FCA CF] Client dealing (since 18 Mar 2019)
- [FCA CF] Manager of certification employee (8 Jul 2022 to 29 Jan 2025)
- [FCA CF] Material risk taker (29 Oct 2019 to 28 Oct 2024)
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- [FCA CF] Material risk taker (29 Oct 2019 to 4 Jul 2022)
- [FCA CF] Client dealing (18 Mar 2019 to 4 Jul 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.