Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 31 Jan 2018)
    • [FCA CF] Client dealing (since 12 Sep 2017)
    • CF30 Customer (1 Nov 2007 to 18 Jun 2013)
    • CF21 Investment Adviser (7 Mar 2003 to 31 Oct 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (22 Jan 2003 to 12 Feb 2003)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 14 Dec 2002)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (1 Dec 2001 to 14 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

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