Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [PRA CF] Managing a material risk taker (since 18 Oct 2024)
    • [FCA CF] Manager of certification employee (since 16 Aug 2024)
    • [FCA CF] Material risk taker (since 15 Jul 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 15 Jul 2024)
    • [FCA CF] Client dealing (since 15 Jul 2024)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Algorithmic trading (6 Jun 2018 to 10 Feb 2022)
    • [PRA CF] Managing a material risk taker (7 Mar 2016 to 10 Feb 2025)
    • [FCA CF] Client dealing (7 Mar 2016 to 15 Jul 2024)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 10 Feb 2025)
    • [FCA CF] Material risk taker (7 Mar 2016 to 1 Apr 2025)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 1 Apr 2025)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (6 Sep 2007 to 31 Oct 2007)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF26 Customer Trading (1 Dec 2001 to 14 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

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