Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
BARCLAYS INVESTMENT SOLUTIONS LIMITED
FRN 155595
- 14. Managing investments
- [FCA CF] Manager of certification employee (since 9 Feb 2024)
- [FCA CF] Functions requiring qualifications (since 9 Feb 2024)
- [FCA CF] Client dealing (since 9 Feb 2024)
-
- CF30 Customer (1 Nov 2007 to 26 Aug 2009)
- CF27 Investment Management (9 Jan 2006 to 31 Oct 2007)
- CF21 Investment Adviser (9 Jan 2006 to 9 Jan 2006)
-
- CF21 Investment Adviser (17 Feb 2004 to 1 Dec 2005)
- CF27 Investment Management (1 Dec 2001 to 1 Dec 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.