Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • [FCA CF] Manager of certification employee (since 9 Feb 2024)
    • [FCA CF] Functions requiring qualifications (since 9 Feb 2024)
    • [FCA CF] Client dealing (since 9 Feb 2024)
  • Western Asset Management Company Limited (no longer approved here)

    FRN 145930

    • CF30 Customer (1 Nov 2007 to 26 Aug 2009)
    • CF27 Investment Management (9 Jan 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (9 Jan 2006 to 9 Jan 2006)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF21 Investment Adviser (17 Feb 2004 to 1 Dec 2005)
    • CF27 Investment Management (1 Dec 2001 to 1 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.