Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Material risk taker (25 May 2022 to 16 May 2023)
    • [FCA CF] Significant management (25 May 2022 to 16 May 2023)
    • [FCA CF] Manager of certification employee (25 May 2022 to 16 May 2023)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Significant management (25 May 2022 to 16 May 2023)
    • [FCA CF] Manager of certification employee (25 May 2022 to 16 May 2023)
    • [FCA CF] Material risk taker (25 May 2022 to 16 May 2023)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Manager of certification employee (5 Dec 2017 to 27 Nov 2019)
    • CF30 Customer (2 Dec 2010 to 6 Mar 2016)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 15 Apr 2009)
    • CF21 Investment Adviser (29 Aug 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.