Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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LGT Wealth Management Limited
FRN 466684
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 14. Managing investments
- [FCA CF] Client dealing (since 1 Nov 2025)
- [FCA CF] Functions requiring qualifications (since 1 Nov 2025)
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LGT Wealth Management UK LLP
FRN 471048
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 14. Managing investments
- [FCA CF] Functions requiring qualifications (since 7 Nov 2022)
- [FCA CF] Client dealing (since 7 Nov 2022)
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- [FCA CF] Client dealing (2 Feb 2022 to 26 Aug 2022)
- [FCA CF] Functions requiring qualifications (2 Feb 2022 to 26 Aug 2022)
Recent activity
Updates to this individual's record on the FCA register.
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