Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Investment Management Inc (no longer approved here)

    FRN 119267

    • [FCA CF] Manager of certification employee (16 Nov 2020 to 12 Jul 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 12 Jul 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (20 May 2004 to 31 Oct 2007)
    • CF26 Customer Trading (18 Mar 2004 to 20 May 2004)
  • JPMorgan Asset Management (UK) Limited (no longer approved here)

    FRN 119337

    • [FCA CF] Manager of certification employee (16 Nov 2020 to 12 Jul 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 12 Jul 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (20 May 2004 to 31 Oct 2007)
    • CF26 Customer Trading (18 Mar 2004 to 20 May 2004)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 30 Nov 2015)
    • CF27 Investment Management (20 May 2004 to 31 Oct 2007)
    • CF26 Customer Trading (18 Mar 2004 to 20 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.