Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Manager of certification employee (16 Nov 2020 to 12 Jul 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 12 Jul 2024)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (20 May 2004 to 31 Oct 2007)
- CF26 Customer Trading (18 Mar 2004 to 20 May 2004)
-
- [FCA CF] Manager of certification employee (16 Nov 2020 to 12 Jul 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 12 Jul 2024)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (20 May 2004 to 31 Oct 2007)
- CF26 Customer Trading (18 Mar 2004 to 20 May 2004)
-
- CF30 Customer (1 Nov 2007 to 30 Nov 2015)
- CF27 Investment Management (20 May 2004 to 31 Oct 2007)
- CF26 Customer Trading (18 Mar 2004 to 20 May 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.