Oliver Tucker

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Banco Santander, S.A.

    FRN 136261

    • [FCA CF] Material risk taker (since 17 Apr 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 17 Apr 2023)
    • [FCA CF] Client dealing (since 17 Apr 2023)
    • [FCA CF] Manager of certification employee (since 17 Apr 2023)
    • [FCA CF] Significant management (17 Apr 2023 to 16 Oct 2023)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Client dealing (25 Jan 2022 to 13 Jan 2023)
    • [PRA CF] Significant risk taker or Material risk taker (13 Jan 2022 to 13 Jan 2023)
    • [FCA CF] Material risk taker (13 Jan 2022 to 13 Jan 2023)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Material risk taker (16 Oct 2019 to 12 Jan 2022)
    • [FCA CF] Client dealing (7 Nov 2016 to 12 Jan 2022)
    • CF30 Customer (19 May 2010 to 6 Mar 2016)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (1 Dec 2001 to 20 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

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