Oliver Thomas Baxendale

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Panmure Liberum Limited (no longer approved here)

    FRN 403721

    • [FCA CF] Manager of certification employee (1 Jul 2024 to 5 Sep 2025)
    • [FCA CF] Material risk taker (1 Jul 2024 to 5 Sep 2025)
    • [FCA CF] Significant management (1 Jul 2024 to 5 Sep 2025)
    • [FCA CF] Client dealing (1 Jul 2024 to 5 Sep 2025)
  • Panmure Liberum Capital Limited (no longer approved here)

    FRN 465050

    • [FCA CF] Material risk taker (2 May 2023 to 1 Jul 2024)
    • [FCA CF] Significant management (19 Mar 2021 to 1 Jul 2024)
    • [FCA CF] Manager of certification employee (19 Mar 2021 to 1 Jul 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Jul 2024)
    • CF30 Customer (12 Apr 2017 to 8 Dec 2019)
  • Cavendish Securities PLC (no longer approved here)

    FRN 416932

    • CF30 Customer (6 Jan 2014 to 10 Jan 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.