Oliver Spindler

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association

    FRN 124491

    • [FCA CF] Material risk taker (since 8 Aug 2024)
    • [FCA CF] Manager of certification employee (since 7 Aug 2024)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (21 Jul 2023 to 14 Nov 2023)
    • CF30 Customer (27 Apr 2010 to 6 Mar 2016)
  • J.P. Morgan Securities plc

    FRN 155240

    • [FCA CF] Material risk taker (since 8 Aug 2024)
    • [FCA CF] Manager of certification employee (since 7 Aug 2024)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (21 Jul 2023 to 14 Nov 2023)
    • CF30 Customer (27 Apr 2010 to 6 Mar 2016)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • [FCA CF] Client dealing (28 Jun 2018 to 4 Jul 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.