Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 13. Giving personal recommendations on and dealing with derivatives
    • 14. Managing investments
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Manager of certification employee (since 10 Jul 2023)
    • [FCA CF] Client dealing (since 10 Jul 2023)
    • [FCA CF] Functions requiring qualifications (since 10 Jul 2023)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (11 Mar 2010 to 20 Jul 2012)
  • Bordier & Cie (UK) PLC (no longer approved here)

    FRN 114324

    • CF26 Customer Trading (21 Jun 2006 to 20 Nov 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.