Oliver Salmon

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • DAVID SMITH FINANCIAL SERVICES LIMITED LIABILITY PARTNERSHIP

    FRN 221278

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • Responsibility for MCD Intermediation (since 24 May 2023)
    • Responsible for Insurance Distribution (since 24 May 2023)
    • SMF16 Compliance Oversight (since 24 May 2023)
    • SMF27 Partner (since 24 May 2023)
    • [FCA CF] Client dealing (since 1 Jun 2021)
    • [FCA CF] Functions requiring qualifications (since 1 Jun 2021)

Recent activity

Updates to this individual's record on the FCA register.

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