Oliver Robert Morgan

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A.

    FRN 124642

    • [FCA CF] Algorithmic trading (since 12 Dec 2025)
    • [FCA CF] Manager of certification employee (since 3 Jul 2025)
    • [FCA CF] Material risk taker (since 3 Jul 2025)
    • [FCA CF] Client dealing (since 3 Jul 2025)
  • Merrill Lynch International

    FRN 147150

    • [FCA CF] Algorithmic trading (since 12 Dec 2025)
    • [FCA CF] Client dealing (since 3 Jul 2025)
    • [FCA CF] Manager of certification employee (since 3 Jul 2025)
    • [FCA CF] Material risk taker (since 3 Jul 2025)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Material risk taker (7 Mar 2018 to 25 Jun 2025)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 25 Jun 2025)
    • [FCA CF] Client dealing (7 Sep 2016 to 25 Jun 2025)
    • CF30 Customer (6 Jun 2011 to 6 Mar 2016)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Material risk taker (7 Mar 2018 to 25 Jun 2025)
    • [FCA CF] Client dealing (7 Sep 2016 to 25 Jun 2025)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 25 Jun 2025)

Recent activity

Updates to this individual's record on the FCA register.

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