Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 7 Sep 2020)
    • [FCA CF] Client dealing (since 22 Aug 2017)
    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 21 Aug 2024)
    • [FCA CF] Material risk taker (13 Aug 2018 to 21 Aug 2024)
    • [FCA CF] Manager of certification employee (1 Aug 2018 to 23 May 2024)
  • Citibank, N.A.

    FRN 124704

    • [FCA CF] Significant management (since 7 Sep 2020)
    • [FCA CF] Client dealing (since 22 Aug 2017)
    • [FCA CF] Material risk taker (13 Aug 2018 to 21 Aug 2024)
    • [PRA CF] Significant risk taker or Material risk taker (13 Aug 2018 to 21 Aug 2024)
    • [FCA CF] Manager of certification employee (1 Aug 2018 to 23 May 2024)
    • CF30 Customer (1 Nov 2007 to 31 Jan 2012)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 10 Dec 2001)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Manager of certification employee (1 Aug 2018 to 9 Aug 2021)
    • [FCA CF] Client dealing (22 Aug 2017 to 9 Aug 2021)
    • CF30 Customer (1 Nov 2007 to 31 Jan 2012)
    • CF23 Corporate Finance Adviser (25 Apr 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.