Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 20 Dec 2012)
- CF30 Customer (since 23 Jul 2010)
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Oliver Reeve & Partners Ltd
FRN 592672
- (2)Employed By (since 20 Dec 2012)
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- (36)Employed By (23 Jul 2010 to 28 Dec 2012)
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- CF30 Customer (15 Mar 2010 to 26 Jun 2010)
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- CF30 Customer (1 Nov 2007 to 14 Mar 2010)
- CF22 Investment Adviser (Trainee) (17 Sep 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at AAGSJP Ltd
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controlled function added: (36)Employed By at AAGSJP Ltd