Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF22 Investment Adviser (Trainee) (20 Jul 2007 to 31 Oct 2007)
  • Oliver Spencer

    FRN 470644

    • (1)Employed By (since 20 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.