Oliver Pearson-Lund

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Peregrine & Black Investment Management Limited

    FRN 757727

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • 10. Broker fund adviser
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (AR) (27 Mar 2020 to 10 Feb 2023)
    • CF30 Customer (3 Feb 2017 to 8 Dec 2019)
    • CF1 Director (3 Feb 2017 to 8 Dec 2019)
  • Rathbones Investment Management Limited (no longer approved here)

    FRN 116316

    • CF30 Customer (29 Sep 2014 to 2 Jul 2015)
  • Jupiter Asset Management Limited (no longer approved here)

    FRN 141274

    • CF30 Customer (5 Jan 2009 to 26 Sep 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.