Oliver Pearce Mustin

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 10 Oct 2022)
- CF1 Director (AR) (since 7 Sep 2022)
- CF30 Customer (since 7 Sep 2022)
Mustin Pearce Financial Management Ltd
FRN 982072
- (2)Employed By (since 7 Sep 2022)
ST. JAMES'S PLACE INVESTMENT MANAGEMENT LIMITED (no longer approved here)
FRN 155241
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 7 Sep 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 7 Sep 2022)
- CF30 Customer (3 Oct 2016 to 8 Dec 2019)
BRI Wealth Management PLC (no longer approved here)
FRN 122499
- CF30 Customer (15 Jul 2009 to 30 Sep 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.