Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF1 Director (AR) (since 5 Dec 2024)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 28 Jan 2019)
    • (2)Employed By (since 5 Dec 2024)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (561)Employed By (28 Jan 2019 to 29 Apr 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (20 Jan 2017 to 14 Jan 2019)
  • Specialist Trust Solutions LLP (no longer approved here)

    FRN 401684

    • (33)Employed By (20 Jan 2017 to 14 Jan 2019)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF30 Customer (3 Aug 2012 to 3 Jan 2017)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (26 Sep 2008 to 25 Aug 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.