Oliver Mounsey Jones-Davies

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • W1M Investment Management Limited

    FRN 116404

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Client dealing (since 26 Jan 2026)
    • [FCA CF] Functions requiring qualifications (since 26 Jan 2026)
  • W1M Wealth Management Limited

    FRN 120776

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 26 Jan 2026)
    • [FCA CF] Client dealing (since 26 Jan 2026)
  • CCLA INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 119281

    • [FCA CF] Client dealing (27 Oct 2020 to 27 May 2025)
    • [FCA CF] Functions requiring qualifications (27 Oct 2020 to 26 Sep 2023)
    • CF30 Customer (5 Oct 2009 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (30 Nov 2002 to 15 May 2006)
  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.