Oliver Morgan

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • Appointed representative dealing with clients for which they require qualification (since 16 Mar 2023)
    • CF30 Customer (since 2 Mar 2023)
    • [FCA CF] Client dealing (6 Jan 2023 to 16 Mar 2023)
    • [FCA CF] Functions requiring qualifications (6 Jan 2023 to 16 Mar 2023)
  • Octo Financial Planning Ltd

    FRN 972331

    • (21)Employed By (since 2 Mar 2023)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 23 Dec 2022)
    • CF30 Customer (11 Jul 2018 to 23 Dec 2022)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (568)Employed By (11 Jul 2018 to 23 Dec 2022)

Recent activity

Updates to this individual's record on the FCA register.

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